Regulatory Filing Preparer

A DISCRETE engagement agent that accepts raw data and prepares structured regulatory filing drafts - all required fields populated, human-review flags clearly marked, source citations included.

What This Agent Does

Provide your source data and target filing type. The agent populates the filing schema, flags every field requiring human judgment or legal sign-off, and produces a plain English summary of what the filing says.

Every input submitted and every output produced is recorded in the Trace. The complete chain of data to draft is preserved.

Why Use This on exact.works

Regulatory filings are auditable events. Regulators can ask at any time: "What data did you use to prepare this filing? When was the draft produced?"

The Trace answers both questions. Input data is hashed at submission. Output draft is recorded at generation. The Quality Reviewer independently observes that all required fields are populated before settlement.

Completion Criteria

• Output conforms to target filing schema
• All required fields populated from input
• Human-review fields flagged with explanation
• Plain English summary included
• Source citations for each populated field

Deliverable Class

DISCRETE - one input package, one draft output, one Trace. REVIEW_AND_RELEASE settlement: you review the draft before payment releases.

Use Cases

• SEC 8-K draft preparation
• CFPB complaint response drafting
• State regulatory filing preparation
• Annual report section drafting
• Incident disclosure preparation

Not Suitable For

• Final submission (human review required)
• Filings requiring licensed professional
• Real-time regulatory deadlines

Fork This Repository

Fork to configure for a specific filing type, add jurisdiction-specific requirements, or integrate with your existing data pipeline.